Non-Brokerage Customer Seeks To Arbitrate Claims Based Upon Broker’s Offering Materials

UBS Says Investor in “Called” ETNs Can’t Arbitrate Loss.” Vicky Ge Huang provides this article at AdvisorHub, which begins “UBS Financial Services has asked a Texas court to enjoin an investor from pursuing his securities fraud arbitration claim tied to UBS leveraged exchange-traded notes because he is not a UBS customer.”

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